In accordance with SEBI guidelines and Research Analyst Administration and Supervisory Body (RAASB) circulars, individual Research Analysts are required to undergo an annual compliance audit to verify adherence to regulatory standards, the code of conduct, and client level segregation requirements under Regulation 26C.
Annual compliance audit record
| Financial year | Audit status | Auditor name and credentials | Submission date | Major observations and remarks |
|---|---|---|---|---|
| 2024-25 | Completed and filed | Megha Kyal & Associates, Practicing Company Secretaries. CS Megha Kyal (CP No. 22896, UDIN F013680G001343756) | September 25, 2025 | Nil major observations. Fully compliant with client level segregation and applicable SEBI and BSE circulars. |
| 2025-26 | Upcoming, in progress | To be updated upon completion | Before November 1, 2026 | The next audit report will be completed before November 1, 2026, and the same will be updated once available. |
Statutory mandate and disclosure notes
- Regulatory requirement: annual compliance audits are conducted by qualified professionals, being members of ICAI, ICSI or ICMAI, to review research practices, fee structures, grievance redressal, and the complete segregation of research services from distribution activities.
- Inspection and verification: this disclosure page serves as a public repository of our audit history to ensure transparency for clients, inspecting authorities and exchange officials.
Compliance officer contact
For any regulatory query, compliance verification or audit related correspondence, please contact our designated Compliance Officer.
- Name: S Harish Chandan
- Designation: Compliance Officer and SEBI Registered Research Analyst (INH000012768)
- Phone: +91 88944 66882
- Email: info@raharishchandan.com